KYC Analyst
Job Description The Know Your Client (KYC) Analyst will primarily be responsible for ensuring that all new client relationships and ongoing regular reviews have undergone the appropriate client identification screening as mandated by the client's Anti-Money Laundering (AML) and Know Your Client (KYC) procedures.
The Analyst will work closely with Regional Compliance and Sales as well as its counterparts in other regions.
The Analyst must be detail-oriented with the ability to multi-task, prioritize work assignments, communicate effectively with internal staff and clients, and complete assignments accurately and in a timely manner.
Follow-through skills and time management are critical elements of this position.
Your Key
Responsibilities:
Perform the required Know Your Client (KYC)/Know Your Intermediary (KYI) screening on new and existing clients by documenting and corroborating the information obtained on the client as required by client KYC Procedures utilizing a variety of independent research sources Analyze client data, documentation and negative news in order to determine Client Risk Profile as established under the KYC Procedures Responsible for reviewing and ensuring all required AML/KYC Regulatory requirements for new clients are met Liaise with Compliance on specific requirements and regulations arising under special circumstances Liaise with the Front Office, Legal, and Operations as necessary as part of the KYC process Perform Client account periodic reviews and remediation efforts as required Your Skills &
Experience:
Knowledge or interest in Asset Management industry and familiarity with industry jargon Knowledge of AML policies that govern financial institutions; Know You Client policy guidelines; BSA, USA PATRIOT ACT guidelines, EU AML Guidelines, Sanctions, etc Knowledge and experience with various business structures including non-profits Knowledge and experience with various investment products and vehicles Strong work ethic, commitment to excel and proven capacity to work effectively with minimum supervision and under tight deadlines in a fast-paced, unstructured environment while producing quality work Bachelors degree or equivalent experience in the regulatory or compliance field CAMS, CKYCA, Advanced CAMS Level Certifications, and or CFE designation a plus (not required) RATE RANGE:
30-33/HR (negotiation expected) Recommended Skills Asset Management Attention To Detail Business Structures Communication Financial Institution Front Office Estimated Salary: $20 to $28 per hour based on qualifications.
The Analyst will work closely with Regional Compliance and Sales as well as its counterparts in other regions.
The Analyst must be detail-oriented with the ability to multi-task, prioritize work assignments, communicate effectively with internal staff and clients, and complete assignments accurately and in a timely manner.
Follow-through skills and time management are critical elements of this position.
Your Key
Responsibilities:
Perform the required Know Your Client (KYC)/Know Your Intermediary (KYI) screening on new and existing clients by documenting and corroborating the information obtained on the client as required by client KYC Procedures utilizing a variety of independent research sources Analyze client data, documentation and negative news in order to determine Client Risk Profile as established under the KYC Procedures Responsible for reviewing and ensuring all required AML/KYC Regulatory requirements for new clients are met Liaise with Compliance on specific requirements and regulations arising under special circumstances Liaise with the Front Office, Legal, and Operations as necessary as part of the KYC process Perform Client account periodic reviews and remediation efforts as required Your Skills &
Experience:
Knowledge or interest in Asset Management industry and familiarity with industry jargon Knowledge of AML policies that govern financial institutions; Know You Client policy guidelines; BSA, USA PATRIOT ACT guidelines, EU AML Guidelines, Sanctions, etc Knowledge and experience with various business structures including non-profits Knowledge and experience with various investment products and vehicles Strong work ethic, commitment to excel and proven capacity to work effectively with minimum supervision and under tight deadlines in a fast-paced, unstructured environment while producing quality work Bachelors degree or equivalent experience in the regulatory or compliance field CAMS, CKYCA, Advanced CAMS Level Certifications, and or CFE designation a plus (not required) RATE RANGE:
30-33/HR (negotiation expected) Recommended Skills Asset Management Attention To Detail Business Structures Communication Financial Institution Front Office Estimated Salary: $20 to $28 per hour based on qualifications.
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